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Legal Shengbang Dynamic | This Exchange has passed the securities legal business qualification filing of the China Securities Regulatory Commission

Guangdong Legal Shengbang Law Firm (hereinafter referred to as "the Firm") was established on August 8, 1983, formerly known as Guangdong Foreign Economic Law Firm. It is the first legal practice institution approved by the Ministry of Justice to focus on handling foreign economic and trade legal affairs, and also one of the earliest Chinese law firms in China to engage in financial and securities legal services.


Guangdong Legal Shengbang Law Firm (hereinafter referred to as "the Firm") was established on August 8, 1983, formerly known as Guangdong Foreign Economic Law Firm. It is the first legal practice institution approved by the Ministry of Justice to focus on handling foreign economic and trade legal affairs, and also one of the earliest Chinese law firms in China to engage in financial and securities legal services.

 

According to relevant regulations of the China Securities Regulatory Commission, this firm has formulated core systems for engaging in securities legal business such as the "Guangdong Legal Shengbang Law Firm Securities Legal Business Work Regulations", and has applied to the China Securities Regulatory Commission for the filing of law firms engaged in securities service business.

 

On November 19, 2021, the China Securities Regulatory Commission approved the filing of our securities legal services and made it public on its official website. As of now, we have officially completed the filing work for law firms engaged in securities legal services.

 

After the filing is completed, Guangdong Legal Shengbang Law Firm will continue to provide legal services for the following securities activities of existing and new clients, producing and issuing legal opinions:

(1) Initial public offering of stocks, depositary receipts, and listing;

(2) Issuance and listing of securities by listed companies;

(3) Acquisition, major asset restructuring, and share repurchase of listed and non listed public companies;

(4) Merger, division, and spin off of listed companies;

(5) Listed companies and non listed public companies implement equity incentive plans or employee stock ownership plans;

(6) Public issuance of corporate bonds and listing for trading;

(7) Domestic enterprises directly or indirectly issue securities overseas or list their securities for trading overseas (including subsequent issuance of shares);

(8) The transfer of shares of a limited liability company to a specific object results in a cumulative number of shareholders exceeding 200, and the limited liability company applies for the listing and public transfer of its shares in the national small and medium-sized enterprise share transfer system;

(9) The issuance of stocks by a limited liability company to specific objects results in a cumulative number of shareholders exceeding 200, and non listed public companies with more than 200 shareholders issuing stocks to specific objects, as well as publicly issuing stocks to unspecified qualified investors.

 

Attachment: As of November 19, 2021, the list of registered lawyers for securities legal services of our firm (in any order)

 

Wu Xiang, Yang Ruihua, Zhang Xihai, Zhao Jiayong, Huang Changgan, Li Jingyu, Deng Shaojun, Liang Zhilie, Li Jiawei, Chen Bicheng, Wang Huajin, Li Qiuping, Lin Bifeng, Sun Yabo, Wu Zhili, Lu Longbo, Li Lihua, Wang Yanbo, Qi Xuejun, Zheng Bisheng, Liu Hui, Deng Xueping, Liang Jufeng, Ding Fan

 

On the basis of obtaining securities legal business qualifications for filing, this exchange will continue to strengthen the quality of practice and risk control capabilities of various securities legal services. In the future, Legal Shengbang Lawyers will continue to deeply cultivate the capital legal service market, strictly comply with the policies and regulations of the China Securities Regulatory Commission, and continue to provide various clients with high-quality and efficient securities legal services in multiple fields, all aspects, and at a deep level!